Although April was Financial Literacy Month, recent events remind us that the basics of financial literacy are essential no matter what the month. In a world of crypto and meme stocks, how can investment firms communicate the necessity of financial literacy? ...
In December 2020, the SEC adopted amendments to modernize and consolidate the original regulations that govern ‘40 Act funds. What has changed, and how does it impact communications from investment advisors? Why: The streamlined regulations are intended to...
The book “Men Are from Mars, Women Are from Venus” discusses the fundamental differences between men and women. Is the phrase also true when it comes to investing? Studies in both Europe and the US indicate that women and men have different financial experiences; and...
